Ownership

Ownership

Shareholders

Shareholder Holders Value ($MM) % O/S Shares
Institution 13 0.58 6.16 317,167
Mutual Fund 11 0.01 0.16 8,295
Insider 9 0.03 0.28 14,259

Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 16 1.01 11.73 603,831
Sellers 20 -0.12 0.45 -23,271
Net 0.89 11.28 580,560

Concentration

Value ($MM) % O/S Shares
Total Inst. 3.65 15.77 811,631
Top 10 Inst. 3.63 15.68 807,224
Top 20 Inst. 3.65 15.77 811,617
Top 50 Inst. 3.65 15.77 811,631

Style

Holders Value ($MM) % Inst Shares Shares
Growth
Aggressive Growth -- --
Core Growth 3 0.04 0.08 4,247
Growth 1 -- -- 6
Income
Income Value -- --
Yield 1 0.03 0.07 3,741
Index -- -- -- --
Other 2 0.01 0.03 1,558
Broker Dealer 1 -- 0.01 357
GARP -- --
Hedge Fund 1 0.01 0.02 1,201
Specialty -- --
Value
Core Value 1 -- -- 4
Deep Value -- --

Location: Global Region

Holders % O/S Shares Share Value
North America 24 13.41 690,512 1,181,937
Asia / Pacific 2 2.35 121,119 2,469,477
Europe -- -- -- --

Top Holders

Holder Shares Held % O/S Share Change Filing Date
Lincoln Park Capital, LLC 307,167 5.97 307,167 4/27/23
Lind Global Fund II LP 290,102 5.64 290,102 4/24/23
Lee's Pharmaceutical Holdings Ltd. 96,337 1.87 -- 3/31/23
Panacea Venture Healthcare Fund I LP 68,984 1.34 1 5/17/23
Center Laboratories Inc 24,782 0.48 -- 12/30/21
Huang (James Z) 5,825 0.11 -1 5/17/23
Fraser (Craig E) 4,788 0.09 2,812 4/27/23
Envestnet Asset Management, Inc. 4,245 0.08 2,099 12/31/22
PVG Asset Management Corporation 3,741 0.07 -- 12/31/22
Curtis (Eric) 1,253 0.02 -99 2/28/23

Top Holders: Mutual Funds

Fund Shares Held % O/S Share Change Filing Date
Vanguard Extended Market Index Fund 5,198 0.10 -- 4/30/23
Fidelity Extended Market Index Fund 2,548 0.05 -38 4/30/23
Fidelity NASDAQ Composite Index Fund 381 0.01 -- 4/30/23
Fidelity Series Total Market Index Fund 168 -- -- 4/30/23
Blackstone Alternative Multi-Strategy Fund -- -- -28 9/30/22
1290 VT Micro Cap Portfolio -- -- -81 6/30/22
Vanguard US Equity Index Fund -- -- -- 9/30/22
Dimensional Funds PLC Global Core Equity Fund -- -- -26 6/30/22
iShares Micro-Cap ETF -- -- -887 6/30/22
Vanguard Total Stock Market Index Fund -- -- -5,459 12/31/22

* Insider values reflect direct beneficial ownership.

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