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FORM 5 |
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility |
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Check this box if no longer subject to |
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Form 3 Holdings Reported |
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Form 4 Transactions Reported |
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1. Name and Address of Reporting Person* McDade, Herbert H. |
2. Issuer Name and Ticker or Trading Symbol Discovery Laboratories, Inc. ("Discovery") |
6. Relationship of Reporting Person(s) to Issuer |
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Director |
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10% Owner |
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Officer (give |
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Other (specify |
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(Last) (First) (Middle) 720 Milton Road, Apt. K-1 |
3. I.R.S. Identification
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4. Statement for Month/Year December 2002 |
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5. If Amendment, Date of
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X |
Form Filed by One Reporting Person |
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(Street) Rye, NY 10580 |
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Form Filed by More than One Reporting Person |
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(City) (State) (Zip) |
Table I ¾ Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security
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2. Trans- |
2A. Deemed |
3. Trans- |
4. Securities Acquired (A) or |
5. Amount of |
6. Owner- |
7. Nature of |
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Amount |
(A) or |
Price |
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* |
If the form is filed by more than one reporting person, see instruction 4(b)(v). |
Persons who respond to the collection of information contained in |
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(Over) |
FORM 5 (continued) |
Table II ¾ Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Derivative
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2. Conver-
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3. Trans |
3A. Deem
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4. Trans- |
5. Number of Deriva- |
6. Date Exercis- |
7. Title and Amount of Underly- |
8. Price |
9. Number |
10. Owner-
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11. Nature of
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(A) |
(D) |
Date |
Expira- |
Title |
Amount or |
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Stock Option |
$1.41 |
5/21/02 |
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A |
20,000 |
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5/21/02 (1) |
5/20/12 |
Common Stock |
20,000 |
$1.41 |
93,619 |
D |
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Explanation of Responses: |
(1) Director Automatic Option Grant – Vests one year from date of grant. |
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/s/Herbert McDade |
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February 10, 2003 |
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** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
**Signature of Reporting Person |
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Date |
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See18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
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Note: File three copies of this Form, one of which must be manually signed. |
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Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
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Page 2 |
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SEC2270 (9-02) |